Momenta consultants acquire their skills the hard way - working on demanding projects within your industry.
There really is no better way to acquire the depth of understanding and problem solving ability required to deal with the complex requirements of financial services companies.
Section 166 Advisory Services:
- Guide you on how to structure your response to the FSA,
- Design and establish your remedial projects,
- Manage your remedial work projects,
- Provide you with guidance on how best to manage your regulatory relationship,
- Supply appropriate and expert project resource,
- Sensitively and objectively act as a skilled person
Taking corrective action:
Our team of compliance consultants can provide you with a broad range of technical compliance expertise relating to your regulatory and anti-money laundering obligations.
Having gained an in-depth understanding of your business and placed the need for ’corrective action‘ in the context of your business model and the products and services you offer, we can present advice to your senior management team.
New rules and regulatory developments
Systems and Controls:
At Momenta, we can supply you with interim compliance resource to support your internal compliance arrangements, or provide you with expertise and project management to assess the appropriateness of the compliance arrangements you have in place.
FSA relations and processes:
- Provide induction, ongoing or remedial training and coaching to your staff on the latest regulatory reporting requirements and how they impact on doing business,
- Review you current programme for regulator relations and advise you on how that programme might be enhanced to better support your business,
- Review your current regulatory reporting systems and controls and advise on how they might be strengthened,
- Review your current arrangements for identifying rule breaches,
- We can supply you with interim/ seconded compliance resource to support your compliance function in monitoring and investigation rule breaches and compiling appropriate rule breach reports.
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