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“Momenta possess a great deal of industry experience and this was reflected in the practical advice they provided for us.
There is total involvement from their management team down to consultants and the support received from the Momenta team was of great value to our business”
Mark Sullivan
Corporate Counsel
Stonebridge |
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Prevent financial crime from damaging your business
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Safeguarding the integrity of your business is good business
That is why we have developed a range of advisory, training and ‘corrective action’ services for all of those involved in corporate compliance.
Anti-money laundering:
- Provide induction, ongoing or remedial training and coaching to your staff on the latest anti-money laundering rules and how they impact on doing business,
- Review your current anti-money laundering systems and controls and advise on how they might be strengthened,
- Review your current arrangements for money laundering surveillance and monitoring and suspicious transaction reporting
Supply you with interim/seconded compliance resource to support your anti-money laundering department to assist you in meeting your regulatory obligations.
Insider trading:
Momenta can support you in the development and operation of your insider trading arrangements in a number of ways including:
- Provide induction, ongoing or remedial training and coaching to your staff on the latest insider trading rules and how they impact on doing business,
- Review your current insider trading systems and controls and advise on how they might be strengthened,
- Review your existing arrangements for insider trading surveillance and monitoring.
Market abuse:
- Provide induction, ongoing or remedial training and coaching to your staff on the latest market abuse rules and how they impact on doing business,
- Review your current market abuse systems and controls and advise on how they might be strengthened,
- Review your current arrangements for market abuse surveillance, monitoring and reporting.
Fraud:
- Support how you train your staff to better understand regulatory obligations,
- Assist you to conduct financial crime risk assessments
Help you to conduct stress testing of your financial crime controls and internal reporting and report to you on areas of your arrangements that need improvement.
FSA relations and process:
- Provide induction, ongoing or remedial training and coaching to your staff on the latest regulatory reporting requirements and how they impact on doing business,
- Review you current programme for regulator relations and advise you on how that programme might be enhanced to better support your business,
- Review your current regulatory reporting systems and controls and advise on how they might be strengthened,
- Review your current arrangements for identifying rule breaches,
- We can supply you with interim/ seconded compliance resource to support your compliance function in monitoring and investigation rule breaches and compiling appropriate rule breach reports.
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For information on a specific requirement, please refer to the specific area below or contact us on 020 7374 6600 info@m-hl.com |
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